Important Update: New Forms

Written By James Wilson

Hi everyone!

An important update: we’re updating our compliance forms. Effective immediately, there are new versions of the following forms:

  • Compliance Checklist (replaces existing checklist)

  • Combined KYC/Suitability (replaces both KYC and existing suitability forms)

  • Enhanced Suitability/Exit Strategy form (replaces existing exit strategy form)

  • Material Risks Addendum to the Disclosure to Borrower (new requirement).

Additionally, in concert with FSRA and DLCG, we’ve updated the disclosure to borrower with minor tweaks regarding what’s required (including minor updates to the APR requirements for legal fees). Please use this as your baseline for deals going forward.

If there are any questions whatsoever, please don’t hesitate to reach out!

James Wilson
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